-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FR55sKPwmEd8PII1t6ehWMa7/QqPTOwoQkxvzfoneY1dwAYxMNLELuIoaHrkLsfk 8PclgMt2ZsYIG22/bjyY0g== 0001144204-09-054453.txt : 20091023 0001144204-09-054453.hdr.sgml : 20091023 20091023171648 ACCESSION NUMBER: 0001144204-09-054453 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091023 DATE AS OF CHANGE: 20091023 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WCA WASTE CORP CENTRAL INDEX KEY: 0001282398 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 200829917 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79924 FILM NUMBER: 091135130 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7132922400 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LoConti Joseph E. CENTRAL INDEX KEY: 0001025708 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 6140 PARKLAND BLVD. CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: LOCONTI JOSEPH E DATE OF NAME CHANGE: 19961022 SC 13D/A 1 v163620_sc13da1.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT RULE 13d-2(a)
(Amendment No. 1)

WCA Waste Corporation

(Name of Issuer)

Common Stock

 (Title of Class of Securities)

92926K103

 (CUSIP Number)

Joseph E. LoConti, 6140 Parkland Boulevard, Mayfield Heights, OH 44124 (440) 995-5600

 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 16, 2009

 (Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ¨

Note.  Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
 
Page 1 of 4 Pages

CUSIP No. 92926K103
Page 2 of 4 Pages
 
   
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Joseph E. LoConti
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)
(a)  ¨
(b)  ¨
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (see instructions)
 
 
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
589,384
8
SHARED VOTING POWER
 
 
9
SOLE DISPOSITIVE POWER
 
589,384
10
SHARED DISPOSITIVE POWER
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
589,384
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)
 
x
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
 
3.6%
14
TYPE OF REPORTING PERSON (see instructions)
 
IN
 

CUSIP No. 92926K103
Page 3 of 4 Pages


Introduction.

This Amendment No. 1 to Schedule 13D is filed by Joseph E. LoConti relating to shares of common stock, par value $0.01 per share (the “Shares”), of WCA Waste Corporation (the “Company”).

Item 5.   Interest in Securities of the Issuer.

Items 5(a), (b), (c) and (e) are amended and supplemented as follows:

(a)         According to the most recently available filing with the Securities and Exchange Commission by the Company, there are 16,536,097 Shares outstanding.

Mr. LoConti beneficially owns 589,384 Shares, which represents 3.6% of the Shares outstanding.  The number of Shares owned by Mr. LoConti does not include, and Mr. LoConti disclaims beneficial ownership of, any of the 211,491 Shares held as collateral by Something Better, LLC, of which Mr. LoConti owns a membership interest representing 40% of the equity.

(b)         Mr. LoConti has sole voting and dispositive power with respect to the 589,384 Shares owned by him.

(c)         Other than Mr. LoConti’s disposition of 482,000 Shares at a sale price of $4.00 per share in a privately-negotiated transaction on October 16, 2009, Mr. LoConti has not effected any other transactions in the Shares during the past 60 days.

(e)          On October 16, 2009, Mr. LoConti ceased to be the beneficial owner of more than 5% of the Shares.
 

 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: October 23, 2009
   
       
 
 
/s/ Joseph E. LoConti  
    Joseph E. LoConti  
       
       
 
 
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